PLATFORM FUNDING LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Mortgage Servicing

For Customer, Regulated mortgage contract
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Lending

For Customer, Regulated mortgage contract

Senior staff personally approved by the FCA to hold their roles here.

Daniel William Mundy
IRN DWM01112
- CF1 Director (29 Mar 2016 to 15 Mar 2017)
David Michael Miller
IRN DXM06337
- Responsible for Insurance Distribution (6 Nov 2018 to 31 Jan 2019)
- CF1 Director (6 Nov 2018 to 31 Jan 2019)
- Responsibility for MCD Intermediation (6 Nov 2018 to 31 Jan 2019)
David Michael Rutherford
IRN DMR01113
- CF28 Systems and controls (27 Dec 2012 to 27 Jun 2014)
David William John Bagley
IRN DWB01091
- CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
- CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
David William Paterson Tweedy
IRN DXT01260
- Responsible for Insurance Mediation (14 Jan 2005 to 15 May 2012)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF1 Director (31 Oct 2004 to 15 May 2012)
- CF3 Chief Executive (31 Oct 2004 to 15 May 2012)
Fiona Margaret Haywood
IRN FMH01023
- CF28 Systems and controls (18 Oct 2011 to 27 Dec 2012)
Gary Andrew Davidson
IRN GAD01031
- CF28 Systems and controls (1 Nov 2007 to 28 Aug 2009)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (31 Oct 2004 to 2 Nov 2005)
Gerald Arthur Gregory
IRN GXG01140
- CF1 Director (31 Oct 2004 to 31 Mar 2008)
Ian John Graham
IRN IJG01048
- CF11 Money Laundering Reporting (6 Oct 2005 to 25 May 2010)
James Anthony Sellers
IRN JAS01448
- CF11 Money Laundering Reporting (25 May 2010 to 18 Feb 2013)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.