Date authorised
1 April 2013
Companies House
03456337
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Balloon Street
    Manchester
    M4 4BE
    UNITED KINGDOM
    Phone
    +4403457212212
  • Complaints Contact

    The Co-operative Bank
    1 Balloon Street
    Manchester
    M4 4BE
    UNITED KINGDOM
    Phone
    +4403457212212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Laidlaw Rowan

    IRN JXR01301

    • CF1 Director (19 Nov 2009 to 22 Oct 2010)
  • John Richard Hughes

    IRN JRH01212

    • CF1 Director (15 May 2012 to 21 Nov 2013)
    • Responsible for Insurance Mediation (15 May 2012 to 21 Nov 2013)
    • CF3 Chief Executive (15 May 2012 to 21 Nov 2013)
  • Jon Ian Katovsky

    IRN JIK00003

    • CF1 Director (3 Jan 2006 to 19 Mar 2010)
  • Karen Nicola Traynor

    IRN KXT90944

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jun 2021 to 7 Aug 2024)
  • Kathryn Joanne Marriott

    IRN KJL01073

    • CF28 Systems and controls (12 Oct 2010 to 1 Jul 2012)
  • Keith Brian Alderson

    IRN KBA01005

    • CF1 Director (21 Mar 2011 to 4 Jun 2013)
  • Lee John Raybould

    IRN LJR01074

    • SMF3 Executive Director (since 1 Aug 2025)
  • Louise Jeanette Sinnott

    IRN LXS18057

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (19 Sep 2019 to 8 Dec 2019)
  • Michael George Lewis

    IRN MGL01058

    • CF1 Director (31 Oct 2005 to 4 Sep 2009)
  • Nicholas Stuart Slape

    IRN NSS01042

    • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2022)
    • Responsibility for MCD Intermediation (29 Apr 2019 to 25 Jul 2022)
    • Responsible for Insurance Distribution (29 Apr 2019 to 25 Jul 2022)
    • CF1 Director (29 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.