David William John Bagley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Metro Bank PLC (no longer approved here)

    FRN 488982

    • SMF16 Compliance Oversight (21 May 2021 to 28 May 2021)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2017 to 3 Apr 2020)
    • [FCA CF] Material risk taker (13 Oct 2017 to 3 Apr 2020)
    • SMF16 Compliance Oversight (7 Mar 2016 to 1 Sep 2017)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 1 Sep 2017)
    • CF11 Money Laundering Reporting (2 Feb 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Sep 2014 to 6 Mar 2016)
  • Western Mortgage Services Limited (no longer approved here)

    FRN 303140

    • CF11 Money Laundering Reporting (2 Feb 2015 to 7 Aug 2015)
    • CF10 Compliance Oversight (1 Sep 2014 to 7 Aug 2015)
  • Mortgage Agency Services Number Six Limited (no longer approved here)

    FRN 303224

    • CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
    • CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
  • Mortgage Agency Services Number Two Limited (no longer approved here)

    FRN 303245

    • CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
    • CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
  • Mortgage Agency Services Number Five Limited (no longer approved here)

    FRN 303246

    • CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
    • CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
  • Mortgage Agency Services Number Four limited (no longer approved here)

    FRN 303248

    • CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
    • CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
  • Mortgage Agency Services Number One Limited (no longer approved here)

    FRN 303250

    • CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
    • CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
  • PLATFORM FUNDING LIMITED (no longer approved here)

    FRN 303387

    • CF11 Money Laundering Reporting (2 Feb 2015 to 30 Jun 2017)
    • CF10 Compliance Oversight (1 Sep 2014 to 30 Jun 2017)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF10 Compliance Oversight (18 May 2005 to 5 Nov 2012)
    • CF11 Money Laundering Reporting (18 May 2005 to 5 Nov 2012)
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