Plan-It Financial Solutions Ltd

• Principal Place of Business

  2 Thistle View

  Hartford

  Northwich

  Cheshire West And Chester

  CW8 1HR

  UNITED KINGDOM

  Phone

  +441565363100

  Web

  https://www.planitfs.co.uk

• Complaints Contact

  2 Thistle View

  Hartford

  Northwich

  Cheshire West And Chester

  CW8 1HR

  UNITED KINGDOM

  Phone

  +441565363100

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl John Taylor

  IRN CJT00025

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2025)
  • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2025)
  • CF1 Director (18 Jan 2016 to 8 Dec 2019)
  • CF1 Director (AR) (16 Nov 2015 to 26 Feb 2025)
  • CF30 Customer (4 Nov 2015 to 26 Feb 2025)
• Dylan Paul Burrage

  IRN DXB00806

  • [FCA CF] Client dealing (1 Mar 2023 to 19 Feb 2024)
  • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 19 Feb 2024)
• Jonathan Mark Hardaker

  IRN JMH00062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 13 Dec 2016)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Nov 2025)
  • CF10 Compliance Oversight (29 Oct 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (29 Oct 2015 to 30 Sep 2018)
  • CF1 Director (29 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Oct 2015 to 8 Dec 2019)
• Michael Christopher Henshall

  IRN MCH01086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

• Structured Wealth Management Ltd (no longer appointed)

  FRN 930087 · Appointed 17 Jul 2020 · Until 16 Jan 2023

• Cheshire Financial Design Ltd (no longer appointed)

  FRN 563470 · Appointed 5 Nov 2015 · Until 27 Feb 2025

• KBS Financial Planning Ltd (no longer appointed)

  FRN 452170 · Appointed 5 Nov 2015 · Until 21 Nov 2023

No changes recorded yet.