Carl John Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited (no longer approved here)

    FRN 827982

    • CF1 Director (AR) (20 Jan 2025 to 2 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Jan 2025 to 2 Oct 2025)
    • CF30 Customer (20 Jan 2025 to 2 Oct 2025)
  • Plan-It Financial Solutions Ltd (no longer approved here)

    FRN 709492

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2025)
    • CF1 Director (18 Jan 2016 to 8 Dec 2019)
    • CF1 Director (AR) (16 Nov 2015 to 26 Feb 2025)
    • CF30 Customer (4 Nov 2015 to 26 Feb 2025)
  • Cheshire Financial Design Ltd (no longer approved here)

    FRN 563470

    • Employed By (16 Nov 2015 to 2 Oct 2025)
  • Lacy Watson Financial Services Ltd (no longer approved here)

    FRN 225164

    • Employed By (2 Jul 2009 to 27 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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