Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF21 Investment Adviser
    • CF30 Customer (2 Jan 2008 to 11 Nov 2011)
  • CHARTWELL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 189602

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (14 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 31 Oct 2007)
  • Chartwell Financial Management Ltd (no longer approved here)

    FRN 470114

    • Employed By (18 Jul 2007 to 31 Dec 2007)
  • Bollington Financial Planning Ltd (no longer approved here)

    FRN 424482

    • Employed By (14 Nov 2006 to 31 Dec 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (5 Aug 2004 to 17 Dec 2004)
    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 5 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.