Jonathan Mark Hardaker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plan-It Financial Solutions Ltd

    FRN 709492

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 13 Dec 2016)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Nov 2025)
    • CF10 Compliance Oversight (29 Oct 2015 to 8 Dec 2019)
    • CF1 Director (29 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (29 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Oct 2015 to 30 Sep 2018)
  • First With Mortgages Limited (no longer approved here)

    FRN 408286

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Sep 2006)
    • CF10 Compliance Oversight (6 Jan 2005 to 18 Sep 2006)
    • CF8 Apportionment and Oversight (6 Jan 2005 to 18 Sep 2006)
    • CF21 Investment Adviser (6 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Jan 2005 to 18 Sep 2006)
    • CF1 Director (6 Jan 2005 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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