PIPER SANDLER LTD.

• Principal Place of Business

  6th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

  Web

  http://www.pipersandler.com

• Complaints Contact

  Piper Sandler Ltd.

  6th Floor

  2 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402077968400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Schuemers

  IRN PXS01902

  • CF30 Customer (24 Sep 2009 to 16 Sep 2011)
• Philip James William Wing

  IRN PJW01144

  • CF21 Investment Adviser (8 Jul 2002 to 12 Mar 2007)
• Philipp Claus

  IRN PXC02216

  • CF30 Customer (20 Apr 2015 to 5 May 2016)
• Pierpaolo Del Favero

  IRN PXD01241

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF23 Corporate Finance Adviser (23 Oct 2006 to 31 Oct 2007)
• Pierrik Mellab

  IRN PXM00049

  • [FCA CF] Client dealing (3 Feb 2025 to 11 Dec 2025)
• Pieter Vincent Mayer

  IRN PVM01017

  • CF30 Customer (17 Mar 2010 to 5 Aug 2010)
• Rachel Cole

  IRN RXC00606

  • [FCA CF] Client dealing (12 Jul 2022 to 1 Oct 2024)
• Rahul Saili

  IRN RXS00758

  • [FCA CF] Client dealing (1 Jul 2022 to 30 May 2023)
• Rajeev Bahl

  IRN RXB01374

  • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
  • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
• Richard Gareth Kirkham

  IRN RGK01012

  • CF30 Customer (17 Aug 2009 to 30 Nov 2010)

No changes recorded yet.