Philip James William Wing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Mar 2023)
    • CF30 Customer (since 29 Mar 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (316)Employed By (since 29 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Dec 2022)
    • CF30 Customer (9 Dec 2016 to 15 Dec 2022)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (9 Sep 2013 to 30 Apr 2014)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (17 Jun 2010 to 17 Jan 2013)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF21 Investment Adviser (8 Jul 2002 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.