Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 2 Jun 2022)
    • [FCA CF] Client dealing (25 Nov 2020 to 2 Jun 2022)
    • CF30 Customer (20 Apr 2012 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Client dealing (25 Nov 2020 to 2 Jun 2022)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 2 Jun 2022)
    • CF30 Customer (20 Apr 2012 to 8 Dec 2019)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (3 May 2005 to 4 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.