Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 2 Jun 2022)
- [FCA CF] Client dealing (25 Nov 2020 to 2 Jun 2022)
- CF30 Customer (20 Apr 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (25 Nov 2020 to 2 Jun 2022)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 2 Jun 2022)
- CF30 Customer (20 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2010)
- CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (3 May 2005 to 4 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.