PIMCO Europe GmbH UK Branch

• Principal Place of Business

  PIMCO Europe GmbH UK Branch

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• Complaints Contact

  PIMCO Europe GmbH UK Branch

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fabrizio Facci

  IRN FXF01066

  • [FCA CF] Material risk taker (since 28 Apr 2025)
  • [FCA CF] Client dealing (since 8 Jan 2024)
• Federico Turchi

  IRN FXT00078

  • [FCA CF] Client dealing (since 9 Apr 2024)
• Frank Eduard Witt

  IRN FXW00044

  • SMF3 Executive Director (since 3 Jan 2023)
• Frank Froehlich

  IRN FXF00009

  • SMF16 Compliance Oversight (since 3 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2023)
• Harsh Srivastav

  IRN HXS01624

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 3 Jan 2023)
• Jean-Baptiste Faure

  IRN JXF01715

  • [FCA CF] Client dealing (since 3 Jan 2023)
• Johannes Bolzano

  IRN JXB02735

  • [FCA CF] Client dealing (3 Jan 2023 to 2 Oct 2024)
• Joshua Otakoro

  IRN JXO00370

  • [FCA CF] Client dealing (since 7 Jan 2026)
• Kerstin Michaela Hamann

  IRN KXH24213

  • [FCA CF] Client dealing (3 Jan 2023 to 15 Jul 2024)
• Konstantin Veit

  IRN KXV01058

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Manager of certification employee (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 3 Jan 2023)

No changes recorded yet.