PIMCO Europe GmbH UK Branch

• Principal Place of Business

  PIMCO Europe GmbH UK Branch

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• Complaints Contact

  PIMCO Europe GmbH UK Branch

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kristin Lesline Hall

  IRN KLH01078

  • [FCA CF] Client dealing (3 Jan 2023 to 25 Jun 2025)
• Kristofer Kraus

  IRN KXK29038

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Client dealing (since 1 Oct 2024)
• Lorenzo Pietro Pagani

  IRN LPP01018

  • [FCA CF] Material risk taker (19 Aug 2024 to 30 Apr 2025)
  • [FCA CF] Client dealing (3 Jan 2023 to 30 Apr 2025)
  • [FCA CF] Manager of certification employee (3 Jan 2023 to 30 Apr 2025)
• Louis Alexander Stewart

  IRN LAS01129

  • [FCA CF] Client dealing (since 3 Jan 2023)
• MATTEO RATTIGHIERI

  IRN MXR00577

  • [FCA CF] Client dealing (since 8 Jan 2024)
• Mahamadou Coulibaly

  IRN MXC11700

  • [FCA CF] Client dealing (3 Jan 2023 to 3 May 2024)
• Mathieu Pierre Luc Clavel

  IRN MPC01076

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 3 Jan 2023)
  • [FCA CF] Manager of certification employee (since 3 Jan 2023)
• Michael David Bracken

  IRN MDB01182

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 3 Jan 2023)
• Michael Surowiecki

  IRN MXS00802

  • [FCA CF] Client dealing (3 Jan 2023 to 30 Jun 2023)
• Nick Granger

  IRN NXG00311

  • [FCA CF] Material risk taker (19 Aug 2024 to 31 Dec 2025)
  • [FCA CF] Client dealing (19 Aug 2024 to 31 Dec 2025)

No changes recorded yet.