PIMCO Europe GmbH UK Branch

• Principal Place of Business

  PIMCO Europe GmbH UK Branch

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• Complaints Contact

  PIMCO Europe GmbH UK Branch

  11 Baker Street

  London

  W1U 3AH

  UNITED KINGDOM

  Phone

  +442036401629

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolas Moisy

  IRN NXM00401

  • [FCA CF] Client dealing (11 Apr 2024 to 29 Aug 2025)
• Patrick Schneider

  IRN PXS23075

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 3 Jan 2023)
• Philip Alexander Bufe

  IRN PXB00475

  • SMF3 Executive Director (since 3 Jan 2023)
• Sanket Pusatkar

  IRN SXP03040

  • [FCA CF] Client dealing (since 29 Aug 2023)
• Sara Adjir

  IRN SXA02572

  • [FCA CF] Client dealing (since 3 Jan 2023)
• Thomas Rarris

  IRN TXR00129

  • [FCA CF] Client dealing (since 17 Apr 2023)
• Vasi Ardelean

  IRN VXA69971

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 3 Jan 2023)
• Yi Qiao

  IRN YXQ00007

  • [FCA CF] Material risk taker (since 19 Aug 2024)
  • [FCA CF] Client dealing (since 3 Jan 2023)
• Ziming Wang

  IRN ZXW00036

  • [FCA CF] Client dealing (since 11 Sep 2023)

No changes recorded yet.