Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIMCO Europe GmbH UK Branch
FRN 959568
- [FCA CF] Material risk taker (since 19 Aug 2024)
- [FCA CF] Manager of certification employee (since 3 Jan 2023)
- [FCA CF] Client dealing (since 3 Jan 2023)
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- [FCA CF] Client dealing (6 Sep 2021 to 30 Sep 2021)
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- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (3 Apr 2019 to 8 Dec 2019)
- CF30 Customer (21 Jan 2015 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
- CF1 Director (2 Apr 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (4 Sep 2003 to 30 Aug 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.