Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Aug 2024)
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • [FCA CF] Manager of certification employee (since 3 Jan 2023)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF21 Investment Adviser (24 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (24 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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