Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 28 Apr 2025)
    • [FCA CF] Client dealing (since 8 Jan 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (16 Jul 2019 to 10 Mar 2023)
    • [FCA CF] Client dealing (14 May 2019 to 10 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (13 May 2019 to 10 Mar 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2017)
    • CF30 Customer (31 Jul 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Oct 2003 to 4 Apr 2006)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 17 Apr 2012)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.