Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PIMCO Europe GmbH UK Branch
FRN 959568
- [FCA CF] Material risk taker (since 28 Apr 2025)
- [FCA CF] Client dealing (since 8 Jan 2024)
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- [FCA CF] Manager of certification employee (16 Jul 2019 to 10 Mar 2023)
- [FCA CF] Client dealing (14 May 2019 to 10 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (13 May 2019 to 10 Mar 2023)
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- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2017)
- CF30 Customer (31 Jul 2012 to 6 Mar 2016)
- CF21 Investment Adviser (6 Oct 2003 to 4 Apr 2006)
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- CF30 Customer (1 Nov 2007 to 17 Apr 2012)
- CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.