Pi Financial Ltd

Date authorised
1 April 2013
Companies House
03556277
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222
    Web
    http://pifinancial.co.uk

  • Complaints Contact

    Morfe House
    Belle Vue Road
    Shrewsbury
    SY3 7LU
    UNITED KINGDOM
    Phone
    +441743282222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Financial Mis-Selling Claims

  • Personal Injury Claims

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Harkins

    IRN BXH00033

    • CF30 Customer (1 Nov 2007 to 19 Dec 2012)
    • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)
  • Brian John Harkins

    IRN BJH01143

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • Brian Martin Jones

    IRN BXJ01094

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (15 Nov 2004 to 31 Oct 2007)
  • Brian Patrick Hassall

    IRN BPH00006

    • CF1 Director (AR) (22 Jan 2008 to 11 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
  • Brian Paul Schofield

    IRN BPS00004

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
    • CF1 Director (AR) (28 May 2013 to 8 Mar 2024)
    • CF30 Customer (21 Jul 2009 to 8 Mar 2024)
  • Brian William Bisset

    IRN BWB00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • Calum Scott

    IRN CXS10068

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 21 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2022)
    • [FCA CF] Client dealing (since 2 Nov 2021)
    • CF30 Customer (since 26 Oct 2021)
    • [FCA CF] Functions requiring qualifications (2 Nov 2021 to 27 Sep 2022)
  • Caren Ann Whelan

    IRN CAJ00014

    • CF21 Investment Adviser (7 May 2003 to 1 Jul 2004)
  • Carla Louise Jamieson

    IRN CXJ00335

    • Director of firm who is not a certification employee or a SMF manager (since 18 Feb 2025)
  • Catherine Susan Gough

    IRN CSG01036

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2025)
    • CF1 Director (AR) (11 Oct 2010 to 8 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Apr 2025)
    • CF21 Investment Adviser (25 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2002 to 25 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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