Catherine Susan Gough

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2025)
    • CF1 Director (AR) (11 Oct 2010 to 8 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Apr 2025)
    • CF21 Investment Adviser (25 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2002 to 25 Feb 2003)
  • Dean Statham Wealth Management LLP (no longer approved here)

    FRN 486856

    • Employed By (29 Feb 2016 to 8 Apr 2025)
  • Rice & Co Financial Management Limited (no longer approved here)

    FRN 705085

    • (2)Employed By (9 Jun 2015 to 8 Apr 2025)
  • Kingsland Wealth Management Limited (no longer approved here)

    FRN 211899

    • (10)Employed By (1 Dec 2001 to 8 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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