Brian Paul Schofield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2023)
    • [FCA CF] Client dealing (since 7 Nov 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Mar 2024)
    • CF1 Director (AR) (28 May 2013 to 8 Mar 2024)
    • CF30 Customer (21 Jul 2009 to 8 Mar 2024)
  • Wergs Financial Limited (no longer approved here)

    FRN 598509

    • Employed By (28 May 2013 to 8 Mar 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Nov 2004 to 17 Oct 2006)
  • Montana-Rhodes Ltd (no longer approved here)

    FRN 223675

    • Employed By (19 Mar 2003 to 10 Feb 2004)
  • A.J. Wealth Management Limited (no longer approved here)

    FRN 191874

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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