Phoenix Wealth Services Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402035679100

  Web

  https://www.phoenixwealth.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +4402045596005

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard Mark Waters

  IRN RMW01140

  • CF30 Customer (10 Mar 2011 to 30 Jul 2012)
• Ricky Clark

  IRN RXC01612

  • CF30 Customer (3 Sep 2010 to 30 Dec 2011)
• Rikin Shah

  IRN RXS01841

  • CF30 Customer (3 Sep 2010 to 31 May 2013)
• Rita Verma

  IRN RXS01837

  • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
• Rizwan Sheriff

  IRN RXS56198

  • [FCA CF] Significant management (1 Sep 2022 to 8 Apr 2024)
  • SMF2 Chief Finance (11 Aug 2021 to 1 Sep 2022)
• Robert Alan Howell

  IRN RAH00023

  • CF30 Customer (3 Sep 2010 to 31 May 2013)
• Robert Andrew Bull

  IRN RAB00071

  • CF30 Customer (21 Oct 2010 to 25 May 2012)
• Robert Arthur Robinson

  IRN RAR00024

  • CF30 Customer (23 Sep 2011 to 31 Aug 2012)
• Robert Barfield

  IRN RXB01907

  • CF30 Customer (1 Sep 2010 to 29 Jun 2012)
• Robert Carl Oakden

  IRN RCO01016

  • CF30 Customer (14 Oct 2011 to 17 May 2013)

• EMC Advisory Services Limited (no longer appointed)

  FRN 650932 · Appointed 21 Oct 2014 · Until 5 Nov 2014

• Golden Charter Ltd (no longer appointed)

  FRN 498660 · Appointed 4 Aug 2014 · Until 1 Jul 2017

• PDV Ltd (no longer appointed)

  FRN 441032 · Appointed 24 Jun 2013 · Until 1 Jul 2017

• Pearl Customer Care Limited (no longer appointed)

  FRN 511945 · Appointed 7 Apr 2011 · Until 29 Aug 2014

• Phoenix Customer Care Limited (no longer appointed)

  FRN 415488 · Appointed 7 Feb 2011 · Until 29 Aug 2014

• West Bromwich Financial Planning Ltd (no longer appointed)

  FRN 452555 · Appointed 26 Aug 2010 · Until 8 Nov 2013

No changes recorded yet.