Rita Verma

• WREN STERLING FINANCIAL PLANNING LIMITED

  FRN 665653

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (20 Jan 2010 to 16 Sep 2010)
• West Bromwich Financial Planning Ltd (no longer approved here)

  FRN 452555

  • Employed By (20 Jan 2010 to 8 Nov 2013)
• West Bromwich Building Society (no longer approved here)

  FRN 104877

  • CF30 Customer (5 Jan 2009 to 31 Dec 2009)
• The Premier Partnership Limited (no longer approved here)

  FRN 209446

  • CF30 Customer (16 Nov 2007 to 25 Jul 2008)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF21 Investment Adviser (17 Sep 2007 to 26 Oct 2007)

No changes recorded yet.