Phoenix Life CA Limited

• Principal Place of Business

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

  Web

  https://www.phoenixlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442035679100

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

• Consumer Loans

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Leonard Haynes

  IRN NLH01016

  • CF28 Systems and controls (1 Nov 2007 to 3 Nov 2008)
  • CF29 Significant management (1 Nov 2007 to 3 Nov 2008)
  • CF19 Significant Mgt (Financial Resources) (23 May 2005 to 31 Oct 2007)
  • CF13 Finance (23 May 2005 to 31 Oct 2007)
  • CF1 Director (23 May 2005 to 3 Nov 2008)
• Neville Dean Kent

  IRN NDK01005

  • SMF24 Chief Operations (3 Jun 2019 to 31 Dec 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2021)
  • Responsible for Insurance Mediation (29 Oct 2015 to 30 Sep 2018)
  • CF29 Significant management (29 Dec 2009 to 9 Dec 2018)
  • CF1 Director (29 Dec 2009 to 2 Jan 2012)
  • CF28 Systems and controls (29 Dec 2009 to 24 Feb 2011)
  • CF1 Director (AR) (16 Dec 2009 to 31 Dec 2021)
• Niall Mario John O'Hare

  IRN NMO01007

  • CF29 Significant management (29 Dec 2009 to 24 May 2011)
• Nicholas Alexander Shanahan

  IRN NAS01179

  • SMF4 Chief Risk (26 Nov 2020 to 31 Mar 2024)
  • SMF16 Compliance Oversight (10 Dec 2018 to 31 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 3 Apr 2023)
  • CF11 Money Laundering Reporting (6 Jul 2017 to 9 Dec 2018)
  • CF10 Compliance Oversight (6 Jul 2017 to 9 Dec 2018)
• Nicholas Martin Robinson

  IRN NMR01028

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 31 Mar 2024)
  • CF10 Compliance Oversight (1 Sep 2008 to 27 Jul 2010)
  • CF28 Systems and controls (1 Nov 2007 to 16 Dec 2009)
  • CF14 Risk Assessment (11 Oct 2005 to 31 Oct 2007)
• Nicholas Roland Shott

  IRN NRS01027

  • SMF12 Chair of the Remuneration Committee (3 Aug 2023 to 30 Jun 2025)
• Nicholas Stephen Leland Lyons

  IRN NSL01010

  • SMF7 Group Entity Senior Manager (since 28 Feb 2024)
• Nick Poyntz-Wright

  IRN NHP01007

  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2023 to 31 Dec 2024)
• Nicolaos Andreas Nicandrou

  IRN NAN01013

  • SMF7 Group Entity Senior Manager (since 10 Apr 2025)
• Nigel Purveur

  IRN NXP01150

  • CF1 Director (AR) (24 Aug 2005 to 31 Dec 2006)
  • CF1 Director (1 Mar 2002 to 24 Aug 2005)

• SLFC Services Company (UK) Limited (no longer appointed)

  FRN 510237 · Appointed 22 Oct 2009 · Until 1 Oct 2024

• Vertex Life and Pensions Limited (no longer appointed)

  FRN 210209 · Appointed 1 Mar 2002 · Until 1 May 2008

• Warwick Davis (Insurance Consultants) Ltd (no longer appointed)

  FRN 194164 · Appointed 27 Sep 2000 · Until 30 May 2002

No changes recorded yet.