Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF4 Chief Risk (26 Nov 2020 to 31 Mar 2024)
- SMF16 Compliance Oversight (10 Dec 2018 to 31 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 3 Apr 2023)
- CF10 Compliance Oversight (6 Jul 2017 to 9 Dec 2018)
- CF11 Money Laundering Reporting (6 Jul 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.