Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • SMF4 Chief Risk (26 Nov 2020 to 31 Mar 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 3 Apr 2023)
    • CF10 Compliance Oversight (6 Jul 2017 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (6 Jul 2017 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.