Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Mar 2023 to 31 Mar 2024)
- CF10 Compliance Oversight (1 Sep 2008 to 27 Jul 2010)
- CF28 Systems and controls (1 Nov 2007 to 16 Dec 2009)
- CF14 Risk Assessment (11 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.