PHOENIX FINANCIAL CONSULTANTS LIMITED

Date authorised
1 April 2013
Companies House
07436334
Last scraped
21 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 8
    Abbots Business Park
    Kings Langley
    Hertfordshire
    WD4 8FR
    UNITED KINGDOM
    Phone
    +4401923333256
    Web
    https://www.phoenix-fc.co.uk

  • Complaints Contact

    Phoenix Financial Consultants Ltd
    Unit 8
    Primrose Hill
    Kings Langley
    Hertfordshire
    WD4 8FR
    UNITED KINGDOM
    Phone
    +4403300414857

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Christopher Newman

    IRN ACN01039

    • (25)SMF3 (AR) Executive Director function (9 Dec 2019 to 12 Mar 2020)
    • (26)CF1 Director (AR) (17 Dec 2018 to 8 Dec 2019)
  • Adam Peter Thomas Walters

    IRN APW01171

    • (19)SMF3 (AR) Executive Director function (9 Dec 2019 to 12 Mar 2020)
    • (20)CF1 Director (AR) (8 Nov 2018 to 8 Dec 2019)
  • Alex David Parsons

    IRN ADP00035

    • (3)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (4)Appointed representative dealing with clients for which they require qualification (since 19 Dec 2019)
  • Andrew Irvin Jones

    IRN AIJ01011

    • (18)CF1 Director (AR) (9 Sep 2011 to 23 Jul 2012)
  • Ashan Darr

    IRN AXD00159

    • (13)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (14)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (15)CF1 Director (AR) (since 17 Jul 2018)
  • David Alan Wilcox

    IRN DAW01251

    • (5)CF1 Director (AR) (28 Jun 2016 to 18 May 2018)
  • Geoffrey Brooks Hepworth

    IRN GBH01039

    • (1)CF1 Director (AR) (28 Jul 2014 to 18 Nov 2014)
  • Geraldine Haslop

    IRN GXH01677

    • (9)CF1 Director (AR) (13 Jun 2014 to 11 Dec 2020)
  • Grant Williams

    IRN GXW01565

    • (22)CF1 Director (AR) (19 Sep 2014 to 24 Aug 2015)
  • Guy William Warman

    IRN GWW01035

    • (7)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (11)SMF3 Executive Director (since 9 Dec 2019)
    • (10)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (12)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (9)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (8)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (15)CF10 Compliance Oversight (19 Feb 2018 to 8 Dec 2019)
    • (16)CF1 Director (AR) (6 Oct 2017 to 12 Mar 2020)
    • (17)CF1 Director (13 Jun 2011 to 8 Dec 2019)
    • (14)Responsible for Insurance Mediation (13 Jun 2011 to 30 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Effective Date

  2. permission removed: CBTL Status

  3. trading name added: Assured Electrical Solutions Limited

  4. controlled function added: (15)CF1 Director (AR)

  5. controlled function added: (14)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (13)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  7. controlled function added: (12)[FCA CF] Functions requiring qualifications

  8. controlled function added: (11)SMF3 Executive Director

  9. controlled function added: (10)SMF16 Compliance Oversight

  10. controlled function added: (9)Responsible for Insurance Distribution

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