Guy William Warman

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PHOENIX FINANCIAL CONSULTANTS LIMITED

    FRN 539195

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (19 Feb 2018 to 8 Dec 2019)
    • CF1 Director (AR) (6 Oct 2017 to 12 Mar 2020)
    • Responsible for Insurance Mediation (13 Jun 2011 to 30 Sep 2018)
    • CF1 Director (13 Jun 2011 to 8 Dec 2019)
  • TAG Insure Limited (no longer approved here)

    FRN 611040

    • Employed By (6 Oct 2017 to 12 Mar 2020)
  • AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)

    FRN 497010

    • CF1 Director (AR) (1 Aug 2012 to 20 Jun 2013)
  • TAG Warranties Limited (no longer approved here)

    FRN 585578

    • Employed By (1 Aug 2012 to 14 Feb 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (20 Oct 2003 to 11 Dec 2003)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 20 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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