Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (5 Mar 2015 to 8 Dec 2019)
  • AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)

    FRN 497010

    • CF1 Director (AR) (24 Jun 2020 to 20 May 2022)
  • PHOENIX FINANCIAL CONSULTANTS LIMITED (no longer approved here)

    FRN 539195

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 12 Mar 2020)
    • CF1 Director (AR) (17 Dec 2018 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (20 Jan 2011 to 15 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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