Adam Peter Thomas Walters

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADAM WALTERS LIMITED

    FRN 668015

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (27 Feb 2015 to 8 Dec 2019)
  • PHOENIX FINANCIAL CONSULTANTS LIMITED (no longer approved here)

    FRN 539195

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 12 Mar 2020)
    • CF1 Director (AR) (8 Nov 2018 to 8 Dec 2019)
  • ADAM WALTERS LIMITED (no longer approved here)

    FRN 823953

    • Employed By (8 Nov 2018 to 12 Mar 2020)

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