Perrins Financial Planning Limited

Date authorised
1 April 2013
Companies House
04109170
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Node Co-Work
    1 Enterprise Road
    Roundswell Enterprise Park
    Roundswell
    Barnstaple
    Devon
    EX31 3YB
    UNITED KINGDOM
    Phone
    +4401271322212
    Web
    https://www.perrinsfp.co.uk

  • Complaints Contact

    Node Co-Work
    1 Enterprise Road
    Roundswell Enterprise Park
    Roundswell
    Barnstaple
    Devon
    EX31 3YB
    UNITED KINGDOM
    Phone
    +4401271322212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Leo Birch

    IRN CLB01062

    • SMF3 Executive Director (9 Dec 2019 to 11 Nov 2021)
    • CF1 Director (12 Jan 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jan 2004 to 1 Aug 2006)
  • Justin Mark Oreshko

    IRN JMO00020

    • CF30 Customer (2 Nov 2012 to 16 Nov 2012)
  • Katherine Lucy Baines

    IRN KLB01052

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 14. Managing investments
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (11 Sep 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Sep 2009 to 30 Sep 2018)
    • CF10 Compliance Oversight (11 Sep 2009 to 8 Dec 2019)
    • CF1 Director (11 Sep 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)
  • Mark Edward Walker

    IRN MEW00010

    • CF30 Customer (1 Nov 2007 to 9 Apr 2008)
    • CF10 Compliance Oversight (12 Sep 2006 to 9 Apr 2008)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 13 Sep 2005)
  • Mark Sidney Emery

    IRN MSE00005

    • CF21 Investment Adviser (28 May 2003 to 23 Jul 2003)
  • Noel John White

    IRN NJW01098

    • CF10 Compliance Oversight (9 Apr 2008 to 17 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF8 Apportionment and Oversight (12 Sep 2006 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (12 Sep 2006 to 17 Jul 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jul 2009)
    • CF1 Director (12 Jan 2004 to 17 Jul 2009)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • Robert Ian Simpson

    IRN RIS00005

    • CF22 Investment Adviser (Trainee) (3 Jul 2006 to 31 Oct 2006)
  • Roger Arnold Holmes

    IRN RAH00049

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 30 Jun 2006)
  • Wayne Philip Harvey

    IRN WPH01014

    • CF8 Apportionment and Oversight (12 Jan 2004 to 1 Aug 2006)
    • CF1 Director (12 Jan 2004 to 19 Jul 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.