Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (9 Apr 2008 to 17 Jul 2009)
- CF30 Customer (1 Nov 2007 to 14 Aug 2009)
- CF8 Apportionment and Oversight (12 Sep 2006 to 31 Mar 2009)
- CF11 Money Laundering Reporting (12 Sep 2006 to 17 Jul 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 17 Jul 2009)
- CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
- CF1 Director (12 Jan 2004 to 17 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.