Mark Edward Walker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mr Mark Walker

    FRN 481553

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Sole trader dealing with clients for which they require qualification (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2009 to 8 Dec 2019)
    • CF30 Customer (3 Feb 2009 to 8 Dec 2019)
  • Perrins Financial Planning Limited (no longer approved here)

    FRN 224386

    • CF30 Customer (1 Nov 2007 to 9 Apr 2008)
    • CF10 Compliance Oversight (12 Sep 2006 to 9 Apr 2008)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 13 Sep 2005)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.