Robert Ian Simpson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (3 Dec 2015 to 8 Nov 2017)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (30 Oct 2013 to 23 Nov 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (13 Aug 2008 to 30 Sep 2013)
Stephanie Amber Croft (no longer approved here)
FRN 451293
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
Perrins Financial Planning Limited (no longer approved here)
FRN 224386
- CF22 Investment Adviser (Trainee) (3 Jul 2006 to 31 Oct 2006)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.