Stephanie Amber Croft

• Principal Place of Business

  14 Barnstaple Street

  Bideford

  Devon

  EX39 4AE

  UNITED KINGDOM

  Phone

  +4401237423363

  Web

  https://croftifa.com

• Complaints Contact

  14 Barnstaple Street

  Bideford

  Devon

  EX39 4AE

  UNITED KINGDOM

  Phone

  +4401237423363

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Andrew Raymond Palmer

  IRN ARP01062

  • CF30 Customer (1 Nov 2007 to 10 Dec 2007)
  • CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
• Beverley Jayne Yeoman

  IRN BJY01005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Jul 2024)
  • [FCA CF] Client dealing (since 2 Jul 2024)
• David Christopher Squire

  IRN DCS00017

  • CF30 Customer (1 Nov 2007 to 24 Mar 2008)
  • CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
• David Jonathan Bernard Jacobs

  IRN DJJ00001

  • CF30 Customer (1 Nov 2007 to 14 Sep 2009)
  • CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
• Joan Underwood

  IRN JXN00001

  • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
  • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
• Lauren Bedler

  IRN LXB86366

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2022)
• Luke Andrew Butler

  IRN LXB00298

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 May 2021)
  • [FCA CF] Client dealing (since 3 May 2021)
  • [PRA CF] Key function holder (3 May 2021 to 4 May 2021)
• Neville Scott Johns

  IRN NSJ00005

  • CF30 Customer (14 Sep 2009 to 31 Dec 2012)
• Robert Ian Simpson

  IRN RIS00005

  • CF30 Customer (1 Nov 2007 to 30 May 2008)
  • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
• Stephanie Amber Croft

  IRN SAC00029

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
  • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Oct 2016)
  • CF8 Apportionment and Oversight (21 Oct 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Oct 2016 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Sep 2006 to 8 Dec 2019)
  • CF7 Sole Trader (26 Sep 2006 to 31 Jan 2007)
  • CF21 Investment Adviser (18 Sep 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (18 Sep 2006 to 8 Dec 2019)

No changes recorded yet.