PEMBROKE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273328907

  Web

  https://www.pembrokefinancial.co.uk

• Complaints Contact

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karla Jane Wells

  IRN KJW01139

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
• Keith Andrew Peter Relf

  IRN KAR00011

  • SMF1 Chief Executive (9 Dec 2019 to 21 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2023)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF1 Director (AR) (6 Sep 2005 to 2 May 2021)
  • Responsible for Insurance Mediation (14 Jan 2005 to 4 Sep 2018)
  • CF11 Money Laundering Reporting (5 Nov 2003 to 1 Apr 2010)
  • CF10 Compliance Oversight (5 Nov 2003 to 21 Oct 2011)
  • CF1 Director (5 Nov 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (5 Nov 2003 to 31 Mar 2009)
  • CF3 Chief Executive (5 Nov 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (5 Nov 2003 to 31 Oct 2007)
• Keith Edward Towler

  IRN KET00004

  • CF30 Customer (1 Nov 2007 to 31 May 2019)
  • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
• Keith Wesley Bonner

  IRN KWB00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2026)
  • Responsible for Insurance Mediation (10 Sep 2018 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2026)
  • CF10 Compliance Oversight (28 Oct 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 2 May 2021)
  • CF1 Director (AR) (21 Sep 2005 to 2 May 2021)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
  • CF1 Director (16 Sep 2004 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (5 Nov 2003 to 31 Oct 2007)
• Kenneth Peter Ozanne

  IRN KPO00001

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 30 Jun 2025)
  • [FCA CF] Client dealing (1 Feb 2024 to 30 Jun 2025)
• Lawrence Stanley Gibbons

  IRN LSG01030

  • CF1 Director (AR) (19 Sep 2014 to 10 Dec 2015)
• Lester John Killip

  IRN LJK00002

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 22 Jul 2025)
  • [FCA CF] Client dealing (1 Feb 2024 to 22 Jul 2025)
• Louis Charles Goacher

  IRN LXG00114

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
  • [FCA CF] Client dealing (since 4 Aug 2025)
• Louise Rooke

  IRN LXR00187

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Mandy Susan Tourle

  IRN MST01069

  • CF1 Director (AR) (26 Jan 2011 to 26 Feb 2013)

• ODT Financial Services Limited (no longer appointed)

  FRN 600323 · Appointed 29 Apr 2013 · Until 15 Dec 2015

• NLH Financial Ltd (no longer appointed)

  FRN 539187 · Appointed 12 Jan 2011 · Until 28 Feb 2013

• Howlett Clarke Financial Planning Ltd (no longer appointed)

  FRN 537194 · Appointed 7 Dec 2010 · Until 26 Aug 2015

• Hilton Sharp & Clarke FS Ltd (no longer appointed)

  FRN 438764 · Appointed 1 Sep 2005 · Until 10 May 2021

No changes recorded yet.