Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
  • Complete Financial UK Trading Limited (no longer approved here)

    FRN 608988

    • Appointed representative dealing with clients for which they require qualification (10 Mar 2021 to 11 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2020 to 22 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 22 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.