Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 4 Aug 2025)
- [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (10 Mar 2021 to 11 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2020 to 22 Oct 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 22 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.