Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 21 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 21 Jul 2023)
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF1 Director (AR) (6 Sep 2005 to 2 May 2021)
- Responsible for Insurance Mediation (14 Jan 2005 to 4 Sep 2018)
- CF3 Chief Executive (5 Nov 2003 to 8 Dec 2019)
- CF1 Director (5 Nov 2003 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Nov 2003 to 21 Oct 2011)
- CF11 Money Laundering Reporting (5 Nov 2003 to 1 Apr 2010)
- CF21 Investment Adviser (5 Nov 2003 to 31 Oct 2007)
- CF8 Apportionment and Oversight (5 Nov 2003 to 31 Mar 2009)
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- Employed By (6 Sep 2005 to 2 May 2021)
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- (5)Employed By (1 Dec 2001 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.