Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • SMF1 Chief Executive (9 Dec 2019 to 21 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF1 Director (AR) (6 Sep 2005 to 2 May 2021)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Sep 2018)
    • CF3 Chief Executive (5 Nov 2003 to 8 Dec 2019)
    • CF1 Director (5 Nov 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Nov 2003 to 21 Oct 2011)
    • CF11 Money Laundering Reporting (5 Nov 2003 to 1 Apr 2010)
    • CF21 Investment Adviser (5 Nov 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (5 Nov 2003 to 31 Mar 2009)
  • Hilton Sharp & Clarke FS Ltd (no longer approved here)

    FRN 438764

    • Employed By (6 Sep 2005 to 2 May 2021)
  • Pembroke Financial Services Ltd (no longer approved here)

    FRN 162474

    • (5)Employed By (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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