Pello Capital Limited

• Principal Place of Business

  C/O Adam Henry Stephens (IP No. 9748) and Mark Christopher Ford (IP No. 9521)

  Evelyn Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy David Hughes

  IRN JDH00045

  • CF30 Customer (28 Apr 2015 to 8 Aug 2016)
• John George Rufford

  IRN JGR01056

  • CF1 Director (13 Jul 2010 to 14 Feb 2012)
  • CF11 Money Laundering Reporting (7 Jul 2010 to 14 Feb 2012)
  • CF10 Compliance Oversight (7 Jul 2010 to 14 Feb 2012)
• Jon Russell

  IRN JER01123

  • CF30 Customer (1 Sep 2010 to 9 Sep 2011)
• Jonathan Michael Burgess

  IRN JMB01375

  • CF30 Customer (1 Nov 2007 to 23 Jan 2008)
  • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Feb 2007 to 19 Oct 2007)
• Julian Charles Clark

  IRN JCC01072

  • [FCA CF] Client dealing (1 Jan 2021 to 7 Nov 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 7 Nov 2022)
  • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
• Justin James Jordan Meakin

  IRN JJM01215

  • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 5 Mar 2007)
• Kyriacos Panayides

  IRN KXP01317

  • [FCA CF] Client dealing (1 Jan 2021 to 25 Nov 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 25 Nov 2022)
• Lewis Boddy

  IRN LXB01404

  • CF28 Systems and controls (1 Nov 2007 to 5 Apr 2018)
  • CF1 Director (23 May 2007 to 5 Apr 2018)
  • CF13 Finance (23 May 2007 to 31 Oct 2007)
• Lewis Richard Jones

  IRN LRJ01009

  • CF30 Customer (13 Mar 2014 to 2 Dec 2017)
• Luke James Longhurst

  IRN LJL01048

  • CF21 Investment Adviser (8 Feb 2007 to 20 Apr 2007)

• UK Bond Network Limited (no longer appointed)

  FRN 607717 · Appointed 25 Sep 2013 · Until 16 Sep 2016

• Covalence Asset Management Ltd (no longer appointed)

  FRN 502550 · Appointed 19 Jun 2009 · Until 1 Apr 2011

• Cornhill Fund Management LLP (no longer appointed)

  FRN 490859 · Appointed 31 Oct 2008 · Until 28 Oct 2009

No changes recorded yet.