John George Rufford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF10 Compliance Oversight (1 Mar 2012 to 31 Aug 2014)
- CF11 Money Laundering Reporting (1 Mar 2012 to 31 Aug 2014)
Pello Capital Limited (no longer approved here)
FRN 449720
- CF1 Director (13 Jul 2010 to 14 Feb 2012)
- CF10 Compliance Oversight (7 Jul 2010 to 14 Feb 2012)
- CF11 Money Laundering Reporting (7 Jul 2010 to 14 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.