Pelier Financial Limited

• Principal Place of Business

  Smithfield Business Centre

  5 St. John's Lane

  London

  Islington

  EC1M 4BH

  UNITED KINGDOM

  Phone

  +4402036378537

  Web

  https://www.pelier.co.uk

• Complaints Contact

  18 Oxleay Road

  Harrow

  HA2 9UY

  UNITED KINGDOM

  Phone

  +4402036378537

  Web

  https://www.pelier.co.uk

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Claire Eburne

  IRN CXE01164

  • CF1 Director (3 Jan 2007 to 1 May 2017)
• Courtney Van de Weyer

  IRN CXV01210

  • CF1 Director (AR) (22 Dec 2017 to 25 Nov 2019)
• Edward John Green

  IRN EJG01049

  • CF2 Non Executive Director (18 Apr 2008 to 2 Apr 2012)
• James Nicholas Saddington

  IRN JNS01039

  • CF1 Director (AR) (9 Jan 2018 to 3 May 2019)
• John Raymond Eburne

  IRN JRE00010

  • CF30 Customer (1 Nov 2007 to 26 Apr 2017)
  • CF1 Director (3 Jan 2007 to 1 May 2017)
  • Responsible for Insurance Mediation (3 Jan 2007 to 7 Apr 2017)
  • CF8 Apportionment and Oversight (3 Jan 2007 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (3 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Jan 2007 to 7 Apr 2017)
  • CF10 Compliance Oversight (3 Jan 2007 to 7 Apr 2017)
• Jonathan Robert Nightingall

  IRN JRN00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
• Martin James Stuart Cockburn

  IRN MJC01359

  • CF1 Director (3 Jan 2007 to 1 Apr 2012)
• Nigel Xavier Saldanha

  IRN NXS00011

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 19 Sep 2017)
  • Responsible for Insurance Mediation (11 May 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (6 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Apr 2017 to 8 Dec 2019)
  • CF1 Director (6 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
• Paul Morgan

  IRN PXM02363

  • CF1 Director (AR) (3 Oct 2017 to 25 Nov 2019)

• Wybract Limited (no longer appointed)

  FRN 790032 · Appointed 29 Sep 2017 · Until 22 Nov 2019

• Wymane Limited (no longer appointed)

  FRN 789288 · Appointed 19 Sep 2017 · Until 29 Nov 2019

No changes recorded yet.