Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tideway Investment Partners LLP
FRN 496214
- Responsible for Insurance Distribution (since 27 Jan 2026)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF11 Money Laundering Reporting (21 Oct 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2019 to 8 Dec 2019)
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- CF1 Director (AR) (9 Jan 2018 to 3 May 2019)
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- Employed By (9 Jan 2018 to 3 May 2019)
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- (6)Employed By (17 Aug 2002 to 31 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.