Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 27 Jan 2026)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (21 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Oct 2019 to 8 Dec 2019)
  • Pelier Financial Limited (no longer approved here)

    FRN 459969

    • CF1 Director (AR) (9 Jan 2018 to 3 May 2019)
  • Wymane Limited (no longer approved here)

    FRN 789288

    • Employed By (9 Jan 2018 to 3 May 2019)
  • The Davis Group Plc (no longer approved here)

    FRN 214350

    • (6)Employed By (17 Aug 2002 to 31 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.