Nigel Xavier Saldanha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pelier Financial Limited

    FRN 459969

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 19 Sep 2017)
    • Responsible for Insurance Mediation (11 May 2017 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (6 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2017 to 8 Dec 2019)
    • CF1 Director (6 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
  • Wymane Limited (no longer approved here)

    FRN 789288

    • Employed By (20 Sep 2018 to 8 Dec 2019)
  • INTERESTME FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 542680

    • CF30 Customer (19 Jun 2015 to 13 Sep 2016)
  • Campbell Montague International Ltd (no longer approved here)

    FRN 507742

    • Employed By (7 Feb 2011 to 18 Nov 2011)
  • Keystone Wealth Management Ltd (no longer approved here)

    FRN 525039

    • (9)Employed By (30 Jul 2010 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Sep 2008 to 18 Nov 2011)
  • Nigel X Saldanha (no longer approved here)

    FRN 409855

    • (1)Employed By (1 Dec 2004 to 13 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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