Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Sep 2021 to 27 Mar 2026)
- [FCA CF] Client dealing (9 Sep 2021 to 27 Mar 2026)
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- CF30 Customer (1 Nov 2007 to 26 Apr 2017)
- CF11 Money Laundering Reporting (3 Jan 2007 to 7 Apr 2017)
- CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
- CF1 Director (3 Jan 2007 to 1 May 2017)
- CF10 Compliance Oversight (3 Jan 2007 to 7 Apr 2017)
- CF24 Pension Transfer Specialist (3 Jan 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (3 Jan 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (3 Jan 2007 to 7 Apr 2017)
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- (2)Employed By (4 May 2006 to 24 Apr 2007)
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- CF24 Pension Transfer Specialist (5 Aug 2003 to 24 Apr 2007)
- CF1 Director (1 Feb 2003 to 24 Apr 2007)
- CF21 Investment Adviser (1 Feb 2003 to 24 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.