Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 27 Mar 2026)
    • [FCA CF] Client dealing (9 Sep 2021 to 27 Mar 2026)
  • Pelier Financial Limited (no longer approved here)

    FRN 459969

    • CF30 Customer (1 Nov 2007 to 26 Apr 2017)
    • CF11 Money Laundering Reporting (3 Jan 2007 to 7 Apr 2017)
    • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
    • CF1 Director (3 Jan 2007 to 1 May 2017)
    • CF10 Compliance Oversight (3 Jan 2007 to 7 Apr 2017)
    • CF24 Pension Transfer Specialist (3 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Jan 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jan 2007 to 7 Apr 2017)
  • Favourites Finance Limited (no longer approved here)

    FRN 401655

    • (2)Employed By (4 May 2006 to 24 Apr 2007)
  • CPPT Services Limited (no longer approved here)

    FRN 219808

    • CF24 Pension Transfer Specialist (5 Aug 2003 to 24 Apr 2007)
    • CF1 Director (1 Feb 2003 to 24 Apr 2007)
    • CF21 Investment Adviser (1 Feb 2003 to 24 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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