Date authorised
1 April 2013
Companies House
04365999
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Dairy Barns
    Nut Hurst Grange Lane
    Hockley Heath
    Solihull
    WEst Mids
    B94 5NL
    UNITED KINGDOM
    Phone
    +4408450066204
  • Complaints Contact

    1 Dairy Barns
    Nuthurst Grange Lane
    Hockley Heath
    Solihull
    West Midlands
    B94 5NL
    UNITED KINGDOM
    Phone
    +4408450066204

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Eburne

    IRN CXE01164

    • CF1 Director (AR) (22 Feb 2006 to 24 Apr 2007)
  • Ian Paul Smith

    IRN IPS00008

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Feb 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Feb 2003 to 31 Mar 2009)
    • CF1 Director (1 Feb 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Feb 2003 to 31 Oct 2007)
  • John Raymond Eburne

    IRN JRE00010

    • CF24 Pension Transfer Specialist (5 Aug 2003 to 24 Apr 2007)
    • CF1 Director (1 Feb 2003 to 24 Apr 2007)
    • CF21 Investment Adviser (1 Feb 2003 to 24 Apr 2007)
  • Martin James Stuart Cockburn

    IRN MJC01359

    • CF1 Director (1 Feb 2003 to 24 Apr 2007)
  • Roger Crockford

    IRN RXC00041

    • CF24 Pension Transfer Specialist (9 Aug 2004 to 11 Nov 2005)
    • CF21 Investment Adviser (9 Aug 2004 to 11 Nov 2005)
    • CF1 Director (9 Aug 2004 to 11 Nov 2005)
  • Samantha Jane Clarke

    IRN SJS01228

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (26 Feb 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (26 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 28 Feb 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.