Samantha Jane Clarke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Central Wealth Planning Ltd

    FRN 648564

    • Employed By (since 13 Jun 2022)
    • Employed By (27 Apr 2015 to 11 Mar 2016)
  • Peritus Private Finance Limited

    FRN 729282

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 13 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2022)
    • CF30 Customer (since 13 Jun 2022)
    • [FCA CF] Client dealing (since 19 Apr 2022)
    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 13 Jun 2022)
  • CPPT Services Limited

    FRN 219808

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (26 Feb 2007 to 31 Oct 2007)
    • CF1 Director (26 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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