Date authorised
1 April 2013
Companies House
05549998
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Andrew Gray

    IRN IAG01037

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 May 2025)
    • CF28 Systems and controls (28 Apr 2017 to 8 Dec 2019)
  • Jacqueline Dorothy Mary Noakes

    IRN JDN01039

    • Responsible for Insurance Distribution (since 11 Sep 2023)
    • SMF1 Chief Executive (since 11 Sep 2023)
    • SMF24 Chief Operations (since 23 Feb 2023)
    • SMF3 Executive Director (since 23 Feb 2023)
  • James McConville

    IRN JXM01703

    • SMF7 Group Entity Senior Manager (10 Mar 2020 to 16 May 2020)
  • Jane Elizabeth MacLeod

    IRN JXM02734

    • CF29 Significant management (4 Dec 2012 to 1 Dec 2014)
  • Jean Craig Park

    IRN JCP01055

    • CF28 Systems and controls (4 Dec 2012 to 20 Jun 2013)
  • Jill Beary

    IRN JXB03778

    • [FCA CF] Significant management (8 May 2024 to 31 Mar 2026)
  • Joanna Parker

    IRN JXP36933

    • [FCA CF] Manager of certification employee (1 Nov 2024 to 31 Jul 2025)
    • [FCA CF] Significant management (3 Jul 2023 to 31 Jul 2025)
  • Joanne Lesley Swain

    IRN JLS01212

    • CF10 Compliance Oversight (5 Sep 2018 to 8 Dec 2019)
  • Joanne Szulikowski

    IRN JXS26355

    • [FCA CF] Significant management (since 17 Apr 2025)
  • Jonathan James Yates

    IRN JJY01004

    • CF1 Director (4 Dec 2012 to 4 Dec 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.