Jonathan James Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • CF1 Director (4 Dec 2012 to 4 Dec 2012)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF1 Director (5 May 2010 to 21 Dec 2011)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF1 Director (5 May 2010 to 21 Dec 2011)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF1 Director (5 May 2010 to 21 Dec 2011)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
    • Responsible for Insurance Mediation (6 Jan 2006 to 1 Jul 2009)
    • CF3 Chief Executive (3 Aug 2005 to 1 Jul 2009)
    • CF17 Significant Mgt (Other Business Operations) (12 Oct 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Feb 2004 to 17 Aug 2004)
    • CF1 Director (1 Dec 2001 to 17 Aug 2004)
  • Namulas Pension Trustees Limited (no longer approved here)

    FRN 463426

    • CF8 Apportionment and Oversight (10 Apr 2007 to 31 Mar 2009)
    • CF3 Chief Executive (10 Apr 2007 to 1 Jul 2009)
    • CF1 Director (10 Apr 2007 to 1 Jul 2009)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • CF3 Chief Executive (3 Jan 2007 to 31 Dec 2007)
    • CF1 Director (3 Jan 2007 to 31 Dec 2007)
    • CF8 Apportionment and Oversight (3 Jan 2007 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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