Pathlines Pensions UK Limited

Date authorised
1 April 2013
Companies House
02966313
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lakeside House
    Shirwell Crescent
    Furzton
    Milton Keynes
    Buckinghamshire
    MK4 1GA
    UNITED KINGDOM
    Phone
    +443301373980
    Web
    https://www.pathlines.co.uk

  • Complaints Contact

    Lakeside House
    Shirwell Crescent
    Furzton
    Milton Keynes
    Buckinghamshire
    MK4 1GA
    UNITED KINGDOM
    Phone
    +443301373980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Gervase Rundle Cary-Elwes

    IRN CGC01057

    • CF28 Systems and controls (1 Nov 2007 to 1 Mar 2009)
    • CF13 Finance (6 Apr 2007 to 31 Oct 2007)
    • CF1 Director (6 Apr 2007 to 21 Jan 2015)
  • David Edward Hatch

    IRN DEH01103

    • SMF16 Compliance Oversight (since 23 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (15 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Aug 2017 to 4 May 2018)
    • CF11 Money Laundering Reporting (15 Aug 2017 to 4 May 2018)
    • CF1 Director (9 Nov 2016 to 8 Dec 2019)
  • David Jonathan Easton

    IRN DJE01139

    • CF2 Non Executive Director (15 Aug 2017 to 6 Sep 2019)
    • CF1 Director (9 Nov 2016 to 15 Aug 2017)
    • CF3 Chief Executive (9 Nov 2016 to 15 Aug 2017)
  • Francois Capron

    IRN FXC01207

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
    • CF11 Money Laundering Reporting (4 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 May 2018 to 8 Dec 2019)
  • Graham Leslie Kettleborough

    IRN GLK01011

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 May 2024)
    • CF2 Non Executive Director (6 Feb 2019 to 8 Dec 2019)
  • Ian Leslie Costain

    IRN ILC01019

    • CF2 Non Executive Director (27 Mar 2017 to 9 May 2019)
  • Kenneth John Vincent Wrench

    IRN KJW01099

    • CF10 Compliance Oversight (11 Aug 2014 to 31 Dec 2016)
    • CF11 Money Laundering Reporting (11 Aug 2014 to 31 Dec 2016)
    • CF10a CASS Oversight function (20 Jul 2012 to 13 May 2016)
    • CF1 Director (20 Jul 2012 to 31 Dec 2016)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF3 Chief Executive (6 Apr 2007 to 31 Dec 2016)
  • Linda Anne Bright

    IRN LAB01104

    • CF28 Systems and controls (1 Oct 2011 to 13 May 2016)
    • CF10a CASS Oversight function (1 Oct 2011 to 24 May 2012)
    • CF1 Director (6 Apr 2007 to 27 May 2016)
  • Nigel Paul Sharp

    IRN NPS00007

    • CF28 Systems and controls (6 Mar 2009 to 1 Oct 2011)
    • CF1 Director (6 Apr 2007 to 18 Jul 2014)
    • CF10 Compliance Oversight (6 Apr 2007 to 18 Jul 2014)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 18 Jul 2014)
  • Robin Charles Ellison

    IRN RCE01031

    • CF2 Non Executive Director (27 Jun 2007 to 20 Jan 2017)
    • CF1 Director (6 Apr 2007 to 27 Jun 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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