Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (6 Mar 2009 to 1 Oct 2011)
- CF1 Director (6 Apr 2007 to 18 Jul 2014)
- CF10 Compliance Oversight (6 Apr 2007 to 18 Jul 2014)
- CF11 Money Laundering Reporting (6 Apr 2007 to 18 Jul 2014)
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- (1)Employed By (18 Aug 1999 to 14 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.