Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pathlines Pensions UK Limited (no longer approved here)

    FRN 463876

    • CF28 Systems and controls (6 Mar 2009 to 1 Oct 2011)
    • CF1 Director (6 Apr 2007 to 18 Jul 2014)
    • CF10 Compliance Oversight (6 Apr 2007 to 18 Jul 2014)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 18 Jul 2014)
  • Principles (no longer approved here)

    FRN 153959

    • (1)Employed By (18 Aug 1999 to 14 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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