Francois Capron

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KEB Hana Bank

    FRN 204671

    • SMF16 Compliance Oversight (since 19 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2024)
  • Persia International Bank Plc (no longer approved here)

    FRN 208020

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Mar 2021 to 2 Aug 2024)
    • SMF16 Compliance Oversight (10 Mar 2021 to 2 Aug 2024)
  • Pathlines Pensions UK Limited (no longer approved here)

    FRN 463876

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2020)
    • CF11 Money Laundering Reporting (4 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 May 2018 to 8 Dec 2019)
  • Fortrade Limited (no longer approved here)

    FRN 609970

    • CF30 Customer (22 Jul 2014 to 30 Jul 2014)
    • CF10a CASS Oversight function (22 Jul 2014 to 30 Jul 2014)
  • AFX Markets Limited (no longer approved here)

    FRN 560872

    • CF11 Money Laundering Reporting (21 Aug 2013 to 18 Jun 2014)
    • CF10 Compliance Oversight (21 Aug 2013 to 18 Jun 2014)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF11 Money Laundering Reporting (6 Feb 2008 to 3 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.