Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pathlines Pensions UK Limited (no longer approved here)

    FRN 463876

    • CF11 Money Laundering Reporting (11 Aug 2014 to 31 Dec 2016)
    • CF10 Compliance Oversight (11 Aug 2014 to 31 Dec 2016)
    • CF10a CASS Oversight function (20 Jul 2012 to 13 May 2016)
    • CF1 Director (20 Jul 2012 to 31 Dec 2016)
    • CF3 Chief Executive (6 Apr 2007 to 31 Dec 2016)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
  • Platform One Limited (no longer approved here)

    FRN 542059

    • CF2 Non Executive Director (5 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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