Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (11 Aug 2014 to 31 Dec 2016)
- CF10 Compliance Oversight (11 Aug 2014 to 31 Dec 2016)
- CF10a CASS Oversight function (20 Jul 2012 to 13 May 2016)
- CF1 Director (20 Jul 2012 to 31 Dec 2016)
- CF3 Chief Executive (6 Apr 2007 to 31 Dec 2016)
- CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
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- CF2 Non Executive Director (5 Jul 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.